3CO03 Assignment Example — Core Behaviours for People Professionals | CIPD Level 3
This worked example covers the assessment criteria in the CIPD 3CO03 Core Behaviours for People Professionals unit. 3CO03 is a mandatory core unit for all CIPD Level 3 Foundation Certificate in People Practice students. The example demonstrates pass-standard responses for each AC — showing how to apply ethical principles, professional values, and inclusive practices in a real people practice context.
What is the CIPD 3CO03 Unit?
3CO03 Core Behaviours for People Professionals establishes the ethical and behavioural foundations that every people professional needs. The unit moves beyond knowledge into conduct — it is not enough to know what ethics and professional values are; you must demonstrate how they shape your behaviour at work. The assessment is a written portfolio addressing each AC with concrete examples drawn from your own experience or studies.
It is one of four mandatory core units in the CIPD Level 3 Foundation Certificate and connects to the broader CIPD Profession Map, specifically the core behaviour of Ethical Practice. Assessors are looking for self-awareness and applied reflection — not textbook definitions alone.
AC 1.1 — Ethical Principles and Professional Values at Work
Ethics assist people to know what is right and avoid making wrong decisions. Ethical principles act as a guide to right and wrong in people's lives and how they conduct their actions (CIPD, 2021). Individual values like integrity, honesty and fairness enhance positive results for the individual and the group. When employees promote these values, both employees and employers benefit — organisations gain the most through attainment of their strategic goals. Compliance with a company code of conduct reduces conflicts in employee relations with management, while ethics enhance professionalism, teamwork and inclusion, since employees are encouraged to treat everyone equally and with respect.
Professional values are defined as the capability, expertise, and conduct of people in the course of their work or careers (CIPD, 2020). Experience blended with professional training and education sets professionals apart in their respective field. The CIPD Professional Map shows that professional principles comprise values, behaviour, knowledge and specialist skills (Davies & Shaw, 2017). Such values and principles provide direction on what is right or wrong in the workplace and define the professional culture of an individual.
Key Components of Professional Values
- Organisational Culture — Every organisation has expected values that define how employees should act and which direction their actions should be directed, corresponding to the organisation's image, mission, and corporate culture. These values are supported by a strong organisational culture to sustain success.
- Core Knowledge — The core ideas and knowledge of a given area of practice. For HR professionals, knowledge of business literacy, analytics, culture and behaviour enables valuable services, value generation, and management of digital work.
- Core Behaviours — The core abilities that define personality and interpersonal communication necessary to succeed in the contemporary global and volatile world of work. Professionals should demonstrate flexibility, interdependence, and professional responsibility.
- Specialised Expertise — Specialisation enables experienced individuals to practice in areas including talent management, employee relations, learning and development, and people analytics. Expertise improves job performance and results in the achievement of organisational goals (CIPD, 2020).
AC 1.2 — Conforming with Ethics-Related Legislation
The Equality Act 2010
The Equality Act 2010 enhances behaviour by making discrimination illegal and simplifying anti-discrimination laws. By consolidating multiple previous laws into one statute, it improved protection across various situations and made the legislation easier to understand (Wadham et al., 2010). The Act outlines several forms of prohibited mistreatment and includes key provisions:
- Protection against discrimination, harassment, and victimisation in workplaces, organisations, educational institutions, and public transport.
- Eliminating the requirement for medical supervision for gender reassignment, ensuring broader protection for individuals undergoing gender transitions.
- Defending individuals against discrimination based on perceived or associated protected characteristics, such as a family relationship with someone who has a protected trait.
- Strengthening protections for nursing mothers, standardising rules for voluntary positive action, and providing a clearer definition of indirect discrimination across all protected characteristics (Wadham et al., 2010).
People professionals play a key role in ensuring compliance with the Equality Act by avoiding discrimination in recruitment, promotions, employee development, and other HR-related activities.
Code of Ethics and Professional Conduct
A code of ethics provides the moral framework for decisions and actions within an organisation, outlining principles for ethical behaviour and offering guidelines for resolving issues such as harassment, safety, and conflicts of interest (Alizadeh et al., 2020). This code reflects the organisation's values and offers employees a clear understanding of acceptable behaviours and decision-making standards.
In addition to the code of ethics, organisations may implement a code of conduct that specifies how employees are expected to behave in particular situations. These policies regulate employee behaviour and ensure alignment with organisational values, and outline the consequences for failing to comply with ethical standards, ensuring accountability (Alizadeh et al., 2020).
AC 2.1 — Respectful and Inclusive Working
Respect can be understood as an appreciation of somebody's characteristics, and proper behaviour towards others — being polite and considerate. Inclusive working means creating an environment where diversity is embraced and every individual feels valued (Zulmi et al., 2021).
Demonstrating Respect in Practice
- Active Listening — Listening to others and allowing them to speak helps create respect and fosters a healthy and positive working environment (Werner, 2022).
- Respecting Nonverbal Communication — What you don't say is also important. Gestures and tone of voice communicate respect or its absence. Always ensure communication is courteous.
- Transparency — When employees are given autonomy and informed of organisational goals and objectives, they feel appreciated and valued.
- Acknowledging Efforts and Contributions — Acknowledging the skills, accomplishments and hard work of individuals within a team fosters respect and enhances bonds between team members.
Working Inclusively as Part of a Team
- Promoting Inclusion and Diversity — Advance inclusion and diversity by educating employees about its importance and aligning these values with the organisation's goals.
- Developing Non-Discriminatory Policies — People professionals should actively create and implement policies that promote fairness and prevent discrimination.
- Respecting Different Cultures — Foster respect for employees from various ethnic backgrounds through team-building activities to encourage collaboration and spark creativity.
- Creating a Positive, Inclusive Culture — Facilitate discussion groups and open forums that create an inclusive environment where diverse perspectives are welcomed.
- Engaging in Cross-Cultural Learning — Participate in roundtables and cross-cultural activities to deepen understanding of diverse backgrounds and enhance workplace inclusion.
AC 2.2 — Staying Up-to-Date with Developments in People Practice
The workplace environment is dynamic and constantly changing because of new legislation, advancement in technology, and employees' demands. For people practice professionals, staying current maintains compliance, standardisation, and the capacity to design effective employee experiences. It also helps HR teams to be prepared for future issues and offer solutions to management (Zulmi et al., 2021).
One of the most useful strategies is to join professional associations such as CIPD or SHRM. These associations offer members access to publications, research reports, events, and networking opportunities, and provide continuing professional development (CPD) activities that keep members aware of changes within the industry.
Another important approach is to read government and industry publications. Information on changes in regulations and employment laws can be obtained from updates from labour departments and government agencies. Newsletters and government websites are useful in keeping HR professionals informed of current regulations in order to avoid non-compliance.
Training and development alongside professional networking are also essential. Establishing rapport with experienced professionals or engaging in job-sampling programmes provides a glimpse of what is developing in the field. LinkedIn and platforms like Mentor Selector are important for building professional relationships. Such interactions assist professionals in acquiring practical experience, enhancing their skills, and maintaining enthusiasm for career advancement.
The most common 3CO03 referral is a response that explains ethical principles and professional values in abstract terms without connecting them to a real workplace example. Assessors want to see that you can demonstrate how your stated values actually change what you do — not just what you believe. For AC 2.1, a strong answer names specific practices (active listening, transparency, acknowledging contributions) and explains exactly how they apply in a people professional context, not just in general team working.
Sample CPD Record
A CPD record is a structured reflection on your professional development. For 3CO03, each entry should record what you did, why you did it, what you learned, and how you will apply that learning. Below is a worked example of the format assessors expect:
| Key Dates | What did you do? | Why? | What did you learn? | How will you use this? |
|---|---|---|---|---|
| Jan 2024 | 3-day Leadership Development Workshop covering communication, emotion management, and conflict resolution | To develop leadership skills and build experience for a newly assigned team leadership role | Enhanced conflict resolution and interpersonal communication skills | Apply communication techniques in meetings; attend a coaching skills course; use regular team feedback to track progress |
| Apr–May 2024 | Six-week online course on HR Technology Tools (BambooHR, Workday) | To learn new HR software and improve working process efficiency | How to automate HR processes and analyse HR data | Automate performance management processes; enrol in a data analytics course; check for software updates regularly |
| Oct 2024 | DEI workshop on managing bias and building an inclusive culture | To enhance skills in creating a non-discriminatory culture | Awareness of unconscious bias and cultural competence; role of personal bias in decision-making | Apply inclusive practices in recruitment; plan a department-wide DEI initiative; track impact through employee feedback |
Related CIPD Level 3 Units
- 3CO01 Business, Culture and Change in Context — the companion core unit covering the external and organisational context within which people professionals operate
- 3CO02 Principles of Analytics — covers data literacy and evidence-based recommendations, which supports the CPD approach introduced in 3CO03
- 3CO04 Essentials of People Practice — covers recruitment, selection, work-life balance, and performance management at Level 3
3CO03 Assignment Example — Frequently Asked Questions
What does CIPD 3CO03 cover?
3CO03 Core Behaviours for People Professionals covers the ethical principles and professional values that underpin people practice, how people professionals comply with ethics-related legislation such as the Equality Act 2010, how to work respectfully and inclusively, the importance of staying current with developments in the world of work, and how to maintain a CPD record.
What is the difference between an ethical principle and a professional value?
An ethical principle is a rule guiding behaviour toward what is right or wrong — for example, fairness means treating everyone consistently. A professional value is a belief that shapes how you approach your work — for example, integrity means being honest even when uncomfortable. In 3CO03, you must distinguish between the two and show, with real examples, how each influences your behaviour at work or in your studies.
How does the Equality Act 2010 affect people professionals?
The Equality Act 2010 makes it unlawful to discriminate based on nine protected characteristics including age, disability, race, sex, and religion. People professionals must comply in all stages of the employee lifecycle — from job advertising and recruitment through to dismissal and redundancy. In a 3CO03 assignment, you must give concrete examples of how you apply or would apply the Act in your people practice role.
What does respectful and inclusive working look like in 3CO03?
Respectful and inclusive working means actively creating conditions where every team member feels valued, heard, and able to contribute. It includes active listening, transparency, acknowledging contributions, applying non-discriminatory policies, and respecting cultural differences. AC 2.1 specifically asks how you contribute views respectfully, clarify problems inclusively, and work effectively as part of a team.
What should my CPD record include for 3CO03?
Your CPD record should demonstrate structured, intentional learning relevant to your development as a people professional. Include workshops, online courses, cross-functional project participation, professional publications, and membership activities. Each entry should explain what you did, why you did it, what you learned, and how you will apply that learning — this is the format assessors expect.
References
- Alizadeh, A., Dirani, K. M., & Qiu, S. (2020). Ethics, code of conduct and ethical climate: implications for human resource development. European Journal of Training and Development.
- CIPD (2021). Ethical practice and the role of people professionals. Available at: https://peopleprofession.cipd.org/profession-map/core-behaviours/ethical-practice
- CIPD (2020). The People Profession. Available at: https://peopleprofession.cipd.org/
- Davies, A. & Shaw, S. (2017). The CIPD Profession Map and its application. CIPD.
- Wadham, J., Robinson, A., Ruebain, D., & Uppal, S. (2010). Blackstone's guide to the Equality Act 2010. Oxford University Press.
- Werner, J. M. (2022). Academic integrity and human resource development. Human Resource Development Review.
- Zulmi, M. M., Prabandari, S. P., & Sudiro, A. (2021). Inclusive HRM practices for employees with disabilities. Studies of Applied Economics, 39(12).